Client Notices

Important Middlefield Client Notices​

Keeping You Informed​

• Privacy Policy​
• U.S. Withholding Tax Rules​ – Treaty Statement
• Communication with Beneficial Owners of Securities​
• CIPF Disclosure Brochure​
• Brochure – How IIROC protects investors​

Handling Complaints​

• Complaint Handling Procedure​
• IIROC Guide – Making A Complaint: A Guide for Investors Part 1 of 2​
• IIROC Guide – How Can I Get My Money Back: A Guide for Investors Part 2 of 2​
• Ombudsman Brochure​
• IIROC Guide – Opening an Investment Account: A Guide for Investors​